Service Hotline:(852)3698 6747 A/C Opening Hotline:(852)3698 6740 Mainland Customer Hotline:400 866 8833
Account Opening Checklist
  • Individual & Joint Account
  • Hong Kong Incorporated
  • Overseas Incorporated

Checklist For Individual & Joint Account 個人及聯名帳戶核對清單

 

 

Account Application Form

帳戶申請表格

 

(For Margin Account如屬孖展帳戶)

 

Letter of Authorization to dispose of, lend or deposit securities and/or securities collateral

有關出售,借出或存放證券及/或證券抵押品的授權

 

 

Please Provide the following supporting documents需要提供文件

 

(1) Valid Identity Card or Passport Copy

身份或護照影印本

 

(2)  Residential address proof and correspondence address proof (if different from residential address) within last 3 months* Such as utility bills (e.g. water bills or electricity bill, etc), bank statements or credit card statements.

附有客戶姓名之最近3個月之住址及通訊地址證明(如與住址不同)

:公用服務單據(水費或電費等)、銀行發出之結單、信用卡月結賬單等

 

(3) Bank Account Proof (e.g. bank statement or bank passbook, etc) (if necessary)

銀行戶口証明(例如銀行月結單或存摺等) (如有需要)

 

Please Provide the following documents if necessary 如有需要請提供以下文件

(4)  Client Money Standing Authority

   *Please sign for authorizing us to transfer money between Securities and Futures account

客戶款項常設授權

*授權本公司在證券及期貨帳戶之間調動款項

(5) General Knowledge on Derivatives Product

       *Please read and sign for trading Derivative Products if client has no knowledge on Structure/Derivative Products

衍生產品基本常識

*如對衍生產品沒有認識,請閱讀及簽署,便可買賣衍生產品

(6) W-8BEN Form (declare of non- U.S. Person) /
      W-9 Form (declare the U.S. taxpayer status)

      (*Please sign for trading US Stock and to be provided

      by all joint account owners)

美國W-8BEN表格(申報不是美國人士) /
美國W-9表格(申報美國納稅人身份)

(*買賣美股必須簽署及所有聯名帳戶持有人均需提供)

(7) Electronic Trading Quotation Service Application Form

   *Real time quotation service

網上交易報價服務申請表格

*即時報價服務

(8) SCB CAS Sub-Account Banking Service Subscription Form

   *SCB CAS Sub-Account Banking Service for fund deposits by clients

渣打銀行分帳戶服務申請表

*獨立渣打銀行分帳戶服務,以便客戶存款

(9) ICBC Smart Account Banking Service Subscription Form

   *ICBC Smart Account Banking Sub-Account Service for fund deposits by clients

工銀亞洲銀行財智賬戶服務申請表

*獨立工銀亞洲銀行子帳號服務,以便客戶存款

 

Notes 注意事項

1: The Account Executives should check the ORIGINAL and certify the copy of all of the above HKID Cards / Passports submitted by Clients and sign on the copy documents and state his / her name, SFC CE number and the certified date thereon.

     客戶主任應查核所有客戶提交之香港身份證/護照之正本及核證有關副本,並在該等副本上簽署及列明其姓名,證監會中央編號及核證日期。

2:  Any amendment must be initialed by Clients.

     任何修正必須由客戶簽署作實。

 

3.  Cash or Third-party deposit/ cheques are not accepted

     不接受現金及第三者存款/支票。

 

4.  Apart from the above documents, we shall have the right to request additional documents from the Clients if necessary.

     除上述文件外,我們有權因應情況需要,要求客戶提交額外文件。